Advisor Form

Financial Planning Discovery

Complete this fact finder with your client. When finished, email a copy to the recipient you choose.

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Delivery

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Tip: If compliance does not allow SSN/DL by email, enter “On file” or last 4 digits only.

Section 1 — Personal Information

Client A
Client B

Dependent Information

Child’s Name
SSN
DOB
Remove

Debt

Section 2 — Financial Information

Investments (value + years of experience)

Type
Value
Years
Bonds
IRAs
Annuities
Stocks / Mutual Funds
Bank Deposits / CDs
Employee Sponsored
Managed Accounts
Real Estate

Goals

Risk Tolerance

Select one per question. Score calculates automatically.

1) Which best aligns with your current financial goal?
2) How long do you plan to keep these funds invested?
3) Portfolio scenario you’re most comfortable with
4) Reaction to a significant fall in the stock market
5) How soon would you need recovery after a meaningful loss?
6) “I am comfortable investing during uncertainty.”
Total Score
—
Risk Tolerance
—

Notes

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The information provided should not be considered investment advice. Securities and investment advisory services offered through Osaic Wealth, Inc., member FINRA/SIPC.